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Compliant Workspace, a Microsoft 365 Service Provider Partners With AdvisorVault To Help FINRA Firms
FINRA firms want to move to Microsoft 365 but are worried about rule 17a-4 email and data retention demands, and also being fully cybersecure on the cloud. Compliant Workspace is a perfect fit for them giving Microsoft 365, fully secured, fully protected, out-of-the-box.
"We designed Compliant Workspace for companies needing a higher level of security and protection in the cloud, our Consolidated 365 Service has built-in features, out-of-the-box, making FINRA firms immediately 17a-4 compliant when they migrate to Microsoft 365 with us, we are excited to partner with AdvisorVault."
FINRA firms want to get on Microsoft 365, and it makes sense: It's a full cloud solution but by default, it's not 17a-4 compliant, also Microsoft won't even provide the FINRA letters, they need a special kind of cloud provider, one that understands their unique compliance needs. Particularly when the auditor comes in for their regular electronic records request.
About Compliant Workspace
Compliant Workspace is a managed Microsoft 365 cloud service provider committed to giving companies an option to move their firm to the Microsoft Cloud. Our unique Consolidated 365 Service® is fully secured, fully protected, out-of-the-box.
AdvisorVault is the only FINRA D3P with a 17a-4 service giving small firms everything needed to meet today's data compliance demands. Our turn-key approach archives, retains and supervises electronic in-house or in the cloud.
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