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February 2020

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By Soreide Law Group
Soreide Law Group has filed a FINRA Arbitration for Investors who purchased various GBP investments through Crown Capital Securities Crown Capital Securities sold various GPB investments to two retirees from the Orlando, Florida, area that were looking...
By Imbesi Law P.C.
In the Matter of the FINRA Arbitration Case Number 17-00502. Arbitration award in favor of FINRA broker grants expungement – changing the reason for termination on broker's Form U5.
American Law Institute Continuing Legal Education (ALI CLE) has announced that Life Insurance Company Products 2018: Featuring Current SEC, FINRA Insurance, Tax, and ERISA Regulatory and Compliance Issues will be held on November 7 - 9, 2018, in...
By Soreide Law Group PLLC
GEORGE MERHOFF (CRD# 2918171) is employed as a registered representative of CETERA ADVISORS in Klamath Falls, Oregon.
By Soreide Law Group PLLC
The securities arbitration law firm, Soreide Law Group, PPLC, recovered $100,000 for a South Florida retiree after a three day hearing before the Financial Industry Regulatory Authority ("FINRA") in Boca Raton, Florida.
By The Knowledge Group
Heather B. Middleton, Partner, Murphy & McGonigle to Speak at The Knowledge Group's FINRA Arbitration and Enforcement: Current Issues in 2018 and Beyond LIVE Webcast

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