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| Global Compliance Risk Management is dedicated to High Quality Services and Cost Effective SolutionsGlobalRMC provides Strategic Risk Management and Compliance Advisory Services to Financial Services Industry.
By: Global RMC Leadership Team Client Focus & Value Proposition- >>Enterprise Risk Management and Compliance Advisory >>Strategic Planning and Risk Mitigation Strategy Services >>Integrated Strategic and Tactical Solutions Company Overview Global Compliance Risk Management Consulting (“GlobalRMC”) >Mission: GlobalRMC provides clients with strategic risk management advisory and regulatory compliance solutions that support business growth and value creation while mitigating operational, reputation, and regulatory risk. >Leadership Team: Proven, senior industry professionals averaging over 20 years of experience in disciplines such as regulatory strategic advisory, governance, risk management, compliance, and management consulting. >Client Focus and Value Proposition: Our Firm is dedicated to providing high quality services and cost effective solutions: >Strategic Advisory and partnership with clients focus on integrated ERM and compliance governance to identify systematic material risks and mitigation strategies balancing governance, risk and cost. >Tactical Solutions: achieve flexible, robust and low cost ERM Infrastructure and compliance tools to balance effectiveness, efficiency and business growth. Leadership Team & Strategic Partners YVONNE I. PYTLIK – MBA, CPA – MANAGING PRINCIPAL AND STRATEGIC PARTNER Founder of Global Compliance Risk Management Executive Consulting Firm. Regulatory Risk Management Strategist and Subject Matter Expert in Compliance with over 18 years of experience in the Financial Services Industry. Leadership and significant accomplishments in Compliance, Strategic Planning and Risk Management Governance. Major accomplishments in developing and implementing the Chief Compliance Officer Program and Risk Management aligned with regulatory requirements globally. Deputy Head of Global Compliance Division, Head of Risk Management Oversight at Deutsche Bank and Lead Senior Consultant at KPMG. ANDY PFAFF – MBA YALE UNIVERSITY – MANAGING PRINCIPAL Compliance Strategist and Subject Matter Expert in Anti-Money Laundering Monitoring Programs and Operational Process Reengineering in investment banking; risk management and strategic consulting in the Financial Services Industry. Leadership and major accomplishments in implementing Monitoring Programs and compliance operational business consolidations, off-shoring, near-shoring and cross-functional strategies to improve Compliance processes, systems, and risk management techniques. banking; risk management and strategic consulting in the Financial Services Industry. Regional Head of Operational Compliance, Americas at Deutsche Bank and Principal at Madison Consulting with over 19 years of experience focusing on global AML. MARC – ALBERT MICHAUD – MS COLUMBIA UNIVERSITY – MANAGING PRINCIPAL Risk Management Strategist and Subject Matter Expert with over 15 years of experience in Investments, Credit, Market and Operational Risk. Currently consulting engagement in Hedge Funds Credit Derivatives Risk Department. Industry senior experience and major accomplishments implementing the global risk and analysis infrastructure in the Investment Management Global Corporations. Comprehensive and thorough knowledge of diverse array of financial products and multiple operational initiatives. Leadership role at Morgan Stanley Investment Management Global Risk and Analysis division, Controller at JP Morgan and Risk Manager at Deutsche Bank. SOODY NELSON – MBA – STRATEGIC PARTNER Founder of Arta Advisors LLC. Risk Management Strategist with over 25 years of experience in the Financial Services Industry. Leadership and significant expertise in strategic planning, risk assessment and management and best practices guidelines to managers of structured products, real estate, private equity and hedge funds. Major accomplishments in evaluation and advice on credit, market, liquidity, counterparty, operating risk management and portfolio manager selection. Most recently Managing Director at Standard & Poor’s. GEORGE MARINOS – MBA – STRATEGIC PARTNER Founder of ICAP Consulting Group. Information Technology Risk Management Strategist with over 25 years of professional experience in the Financial Services Industry. Leadership and significant expertise in implement risk management solutions and data management programs aligned with risk mitigation strategies. Most recently, National Data Quality Partner at PWC and Managing Director at Huron Strategic Information Technology Consulting. PETER C. HAAS, Jr. – MBA – STRATEGIC PARTNER Founder of Lighthouse Business Group, LLC. Executive Business Strategist with over 25 years of professional experience in Strategic Business Planning, Change Management, Process Improvement and Marketing Strategy. Leadership and significant accomplishments as lead executive in Commercial Banking, Lending, and Community Banking. Director at KPMG and senior vice president roles working with the Board of Directors. WOJCIECH GASIOR – MEE and PHD Stanford / MIT – STRATEGIC PARTNER Founder of IT Systems Performance Optimization Consulting Firm. Business E-Commerce and IT Enterprise Systems Strategist with over 18 years of experience and successfully launching of Web-sphere Commerce for top 10 largest global revenue producers and 3 biggest commerce sites by revenue. Leadership and significant expertise in design and implementation of the enterprise systems architecture and governance solutions. Strategic Partnership with IBM’s Premier Performance Global Practice. Enterprise Architect at Sun Microsystems IT; Director of Technology at Aspen Technology. Competitive Advantage – Proven Track Record and Recognitions *Successfully Developed and Implemented the Chief Compliance Program Regulatory Requirements for the First Time in Americas. >Distinct Recognition from Hedge Funds, Mutual Fund Boards and Regulators for Comprehensiveness and Best Practices of Annual Risk Assessment and Reporting. *Successfully Developed and Implemented Global Risk Management Program In Americas, Europe and Asia Pacific. >Distinct Recognition for CCO Annual Report as “the best in the industry ”From the ICI which Contributed to Cost Savings on Insurance Premium for Asset Manager. Industry Coverage *Asset Management >Register Investment Advisers - Institutional Investors >Register Investment Companies - Mutual Funds >Registered Broker - Dealers *Alternative Investments >Hedge Funds >Private Equity >Real Estate Funds *Investment Management Companies, Banks, Insurance Companies and Financial Services Firms www.GlobalRMC.com # # # Global Compliance Risk Management Executive Consulting for Chief Compliance Officers, Chief Operating Officers, Chief Risk Officers, Chief Auditors, Senior Business Management, Mutual Funds Boards and Internal Audit Committees. Yvonne I. Pytlik +1.781.835.8360 ypytlik@managecompliancerisk.com www.GlobalRMC.com Headquarters 340 East 23rD Street, Suite 7 New York, NY 10010 192 Washington Street Wellesley, MA 02481 End
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