FINRA Arbitration filed against Morgan Stanley

The White Law Group has filed an arbitration claim against Morgan Stanley involving possible misappropriation of client funds.
By: The White Law Group, LLC
 
July 13, 2011 - PRLog -- The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving possible misappropriation of client funds.  The claim, filed against Morgan Stanley Smith Barney, seeks recovery of losses of over $180,000.

The claim filed by The White Law Group was submitted on behalf of an elderly investor and alleges claims for fraud, breach of fiduciary duty, negligence, negligent supervision, and violation of Florida Statute 812.014. The claim further alleges that the Morgan Stanley financial advisor took advantage of an elderly client and misappropriated the client's funds for his own personal use.  

For more information on the claim filed by The White Law Group, please contact the firm's Chicago office at 312-238-9650.

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The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm.

For more information on The White Law Group, please visit the firm's website at http://www.whitesecuritieslaw.com.
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Source:The White Law Group, LLC
Email:***@whitesecuritieslaw.com Email Verified
Zip:60657
Tags:Securities Attorney, Morgan Stanley arbitration claim, Broker Theft, Misappropriation, Financial Advisor Gift, Finra
Industry:Business, Legal
Location:Chicago - Illinois - United States
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