Follow on Google News News By Tag Industry News News By Place Country(s) Industry News
Follow on Google News | TKG Has Scheduled a Live Webcast on Navigating SEC's Latest Custody Rule GuidanceEvent Synopsis: Earlier this year, the SEC Division of Investment Management provided a new Custody Rule guidance under the Investment Advisers Act of 1940. In this LIVE webcast, a seasoned panel of thought leaders, professionals and advisers assembled by The Knowledge Group will provide and present to the audience the recent trends and developments related to the latest SEC Custody Rule guidance. Speakers will also identify how the new guidance impacts investment advisers. Key topics include: § New Custody Rule Guidance – An Introduction § The Custody Rule – Framework § Provisions Creating Inadvertent Custody § Identifying Custody Issues § Recent Guidance § Recent Trends and Exam/Enforcement Issues Speaker/Faculty Panel Jason F. Monfort Attorney Goodwin Procter LLP Kathy Malone Attorney and Managing Director Duff & Phelps For an updated list of the faculty panel, please visit: https://www.theknowledgegroup.org/ About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series The Knowledge Group, LLC brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance. Visit http://theknowledgegroup.org/ End
|
|