TKG Has Scheduled a Live Webcast on Navigating SEC's Latest Custody Rule Guidance

 
NEW YORK - Oct. 18, 2017 - PRLog -- TKG /The Knowledge Congress Live Webcast Series, announced today that it has scheduled a live webcast entitled: Navigating SEC's Latest Custody Rule Guidance and Its Impacts on Advisers LIVE Webcast. This event is scheduled on October 23, 2017 at 12:00 PM - 1:00 PM ET.

Event Synopsis:


Earlier this year, the SEC Division of Investment Management provided a new Custody Rule guidance under the Investment Advisers Act of 1940. In this LIVE webcast, a seasoned panel of thought leaders, professionals and advisers assembled by The Knowledge Group will provide and present to the audience the recent trends and developments related to the latest SEC Custody Rule guidance. Speakers will also identify how the new guidance impacts investment advisers.

Key topics include:

§  New Custody Rule Guidance – An Introduction

§  The Custody Rule – Framework

§  Provisions Creating Inadvertent Custody

§  Identifying Custody Issues

§  Recent Guidance

§  Recent Trends and Exam/Enforcement Issues

Speaker/Faculty Panel

Jason F. Monfort


Attorney

Goodwin Procter LLP

Kathy Malone


Attorney and Managing Director

Duff & Phelps

For an updated list of the faculty panel, please visit:

https://www.theknowledgegroup.org/webcasts/legal/corporat...

About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series

The Knowledge Group, LLC brings together the world's leading authorities and industry participants through informative two-hour webcasts that study the impact of changing regulations and help businesses succeed through proper regulatory compliance.

Visit http://theknowledgegroup.org/ for further information and inquiry.
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Industry:Business
Location:New York City - New York - United States
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