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FINRA Broker has customer complaints alleging fraud expunged from BrokerCheck after arbitration
Brittany Weiner, a partner of the law firm Imbesi Law P.C., successfully obtained a FINRA award that granted expungement of several customer complaints; Award instructs FINRA to delete reference to customer complaints
By: Imbesi Law P.C.
After a in-person hearing, the FINRA arbitrator issue an award that set forth:
Claimant's request for expungement is granted. The Arbitrator recommends the expungement [of all references to the customer complaint filed by Respondents against Claimants with CRD …]
Pursuant to Rule 12805 of the Code, the Arbitrator made the following Rule 2080 affirmative finding of fact:
The claim, allegation, or information is false.
A copy of the decision (FINRA #13-02329) can be obtained by accessing FINRA's website.
Claimant's Legal Representation:
Brittany Weiner, Imbesi Law P.C.
Respondents' Legal Representation:
Scott Petri, Begley, Carlin & Mandion, LLP
Imbesi Law P.C., represents both customers and brokers in FINRA arbitration, including issues involving expungement of inaccurate information maintained in FINRA’s CRD.
Imbesi Law P.C.