Cms Press Releases

Introduction: Safeguarding Market Integrity In an era of fast-paced trading, maintaining compliance and fairness is paramount for financial institutions.

In today's highly regulated capital markets, compliance is no longer optional — it's a business-critical necessity.

In the fast-paced financial services industry, staying ahead of regulatory requirements isn't optional — it's essential.

How RSMS Protects Financial Firms from Regulatory Risks Today's financial environment demands strict adherence to regulations like FINRA CAT and CAIS.

Regulatory demands in the financial markets are intensifying. Buy-side and sell-side firms must now ensure not only operational efficiency but also unwavering Regulatory Surveillance and Management System (RSMS) integration, seamless Customer Account...

As financial regulations grow more complex each year, compliance officers face an uphill battle — especially when traditional manual systems fall short.

In today's hyper-regulated financial landscape, firms are wrestling with an ever-growing web of oversight demands from bodies like FINRA and the SEC.

In the ever-evolving financial services landscape, regulatory compliance isn't just a necessity — it's a strategic tool.

In today's increasingly data-driven regulatory environment, FINRA CAT compliance isn't just a priority — it's a necessity.

As financial markets move through the second half of 2025, regulatory compliance is proving to be one of the biggest operational challenges for broker-dealers and investment firms.

Introduction As regulatory requirements continue to tighten in the financial services industry, firms are turning to cloud-based solutions to manage complex reporting mandates.

The Consolidated Audit Trail (CAT) is a unified system, mandated by SEC Rule 613 and implemented via FINRA's Rule 6800 series, designed to collect comprehensive data on every order, modification, cancellation, and execution involving U.S.

As regulatory frameworks become more data-driven and technology-dependent, the importance of data integrity in financial compliance has never been greater.

In the complex world of capital markets, regulatory compliance is critical — and one of the most transformative initiatives in this space is the FINRA CAT, or Consolidated Audit Trail.

In the ever-evolving world of financial markets, regulatory compliance has grown increasingly complex.

In the evolving landscape of regulatory compliance, FINRA CAT (Consolidated Audit Trail) reporting remains a high-stakes challenge for broker-dealers.

In today's fast-paced regulatory environment, staying ahead of FINRA CAT and CAIS obligations isn't just good governance — it's a business imperative.

IntellaTriage, the nation's leading provider of after-hours nurse-first triage solutions, has launched a new complementary service line that will further enhance the post-acute patient experience through increased touchpoints, direct outreach, and...

Kentico Partners from around the globe are gearing up for Kentico Partner Connections 2024, taking place on October 8-9 in Prague, followed by November 12-13 in Miami.

NEMTAC Announces New Board of Directors Officers for 2024-2025 Tempe, AZ – September 11, 2024 – The Non-Emergency Medical Transportation Accreditation Commission (NEMTAC®) is pleased to announce the appointment of its new Board of Directors...