Canon Capital Investment Advisory Achieves Sixteenth Consecutive CEFEX Certification

HARLEYSVILLE, Pa. - Oct. 25, 2023 - PRLog -- Canon Capital Investment Advisory is marking sixteen consecutive years of achieving certification from the Centre for Fiduciary Excellence (CEFEX), a division of Broadridge Fi360 Solutions (Broadridge).

This hallmark accomplishment for Canon Capital Investment Advisory signifies conformity to a recognized global standard of fiduciary excellence. This certification is granted only to firms demonstrating adherence to fiduciary best practices. Canon Capital Investment Advisory earned this honor once again following a rigorous, multi-month audit and certification process guided by the "Prudent Practices® for Investment Advisors," an industry-recognized handbook that is grounded in law, regulation, and professional best practices.

Dr. Peter Roland, Managing Director of Canon Capital Investment Advisory said, "We are honored to receive the CEFEX certification which demonstrates our commitment to providing the highest level of fiduciary-based wealth management services to meet the needs of our clients."

"Broadridge is pleased to add Canon Capital Investment Advisory to an elite group of investment advisors who have demonstrated adherence to professional practices that define a standard of fiduciary excellence," said Carlos Panksep, VP CEFEX. "They have earned the right to use the CEFEX Mark which indicates the firm's established practices are aligned with investors' interests and worthy of trust and confidence."

Canon Capital Investment Advisory is certified for wealth management services to high-net-worth clients, ERISA company sponsored retirement plans, foundations, and trusts. Canon Capital Investment Advisory's certification is registered and can be viewed at www.fi360.com/cefex.

CEFEX certification standards are substantiated by legislation, case law and regulatory opinion letters from the Employee Retirement Income Security Act (ERISA), the Investment Advisers Act of 1940, the Uniform Prudent Investor Act (UPIA), the Uniform Prudent Management of Institutional Funds Act (UPMIFA) and the Uniform Management of Public Employee Retirement Systems Act (UMPERSA) in the U.S.  A full copy of the standard can be downloaded from Broadridge at www.fi360.com/cefex.

A copy of the Canon Capital Investment Advisory certification information and certificate can be viewed at CEFEX.org (https://www.cefex.org/RegisteredCompanyList/Details/CFX10035).

Canon Capital Investment Advisory is a business unit of Canon Capital Management Group based in Harleysville, PA. Canon Capital Management Group provides a single source of financial and business services. For more information, visit www.canoncapital.com or call 215-723-4881.