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About David Lucking
David specializes in derivatives and structured finance transactions, as well as the regulatory framework that underpins the derivatives market. David advises financial institutions on a wide range of derivatives products and asset classes (including credit, rates, FX, longevity) in both funded and unfunded form. He has drafted a number of market standard document templates for the International Swaps and Derivatives Association, Inc. (ISDA) and other derivatives industry bodies, including documentation for confirming trades referencing the iTraxx and CDX indices and ISDA’s “Big Bang” and “Small Bang” protocols. Most recently, David has advised on various aspects of the transition of the over-the-counter derivatives market to regulated trading platforms and central clearing houses, as well as numerous other requirements of the Dodd-Frank Act.
David was named as a up-and-coming individual by Chambers USA, 2013.
About Allen & Overy LLP
Allen & Overy LLP is a global legal practice with a strong focus on the financial services sector. Our Derivatives and Structured Finance practice includes attorneys operating out of 43 offices in 30 countries, providing full service coverage of the world’s principal financial markets. Our U.S. derivatives and structured finance team is a market leader. We cover all areas of the over-the-counter derivatives markets involving the full range of asset classes, including interest rates, currencies, equities, commodities, longevity and mortality risk and credit risk. The team advises on swaps, options, forwards, repos and stock loans and structured solutions using all of the above. We have expertise in the exchange-traded futures and options markets, as well as the new SEF-traded and cleared swaps market. We have considerable experience advising financial institutions and industry groups on issues in connection with the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the European Market Infrastructure Regulation, often communicating with regulators or commenting on regulatory proposals on their behalf. We work with global financial institutions on swap dealer registration, compliance and legal issues related to the implementation of regulatory reform. We have a long standing relationship with the International Swaps and Derivatives Association (ISDA) and recently advised on its new 2014 ISDA Credit Derivatives Definitions. We also represent financial institutions and industry working groups, such as the Securities Industry and Financial Markets Association, the Global Financial Markets Association and ISDA on swap regulations, netting and enforceability. Our integrated, cross-disciplinary approach is ideally suited to advising our financial services clients across the world to navigate through the regulatory maze, not only to protect their businesses from regulatory risk wherever it may arise, but to position them to take advantage of emerging opportunities.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an In-depth analysis of CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) Advisory for Non-U.S. Swap Dealers.
Key Issues that will be covered in this course are:
– CFTC Staff Advisory No. 13-69
– CFTC Issues Cross-Border Transactions Advisory
– CFTC Implications for Non-U.S. Swap Dealers
– Compliance and Best Practices
– Up-to-Minute Regulatory Updates
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique, multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/
The Knowlege Group, LLC
The Knowlege Group, LLC