AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.
AdvisorVault gives broker-dealers a step by step guide on how to simplify your 17a-4 FINRA compliance, especially pertaining to cloud archiving & Microsoft 365 .
