FINRA CAT: Capital Market Solutions Simplifies CAT Compliance with Cost-effective, Accurate, & Regu

MANHATTAN, N.Y. - April 22, 2025 - PRLog -- FINRA CAT compliance has long posed significant challenges to firms due to its complex requirements for data reporting, validation, and reconciliation. To address these challenges, Capital Market Solutions (CMS) offers a robust and well-established cloud-based CAT compliance platform. This solution has already helped countless firms reduce implementation costs, improve reporting accuracy, and ensure long-term regulatory success. Designed for scalability and precision, the RSMS platform has become a go-to choice for financial firms seeking effective CAT regulatory reporting solutions.

Read more: https://capmarketsolutions.com/cat/

CMS leverages the power of its RSMS CAT Recon and CATAlyst modules to simplify CAT report compliance. These solutions offer end-to-end support, from CAT data validation to audit trail generation, allowing firms to seamlessly adapt to complex regulatory requirements.

Understanding CAT Recon and CATalyst

CAT Recon Module

The CAT Recon (Reconciliation) module ensures consistency and accuracy between internal transaction records and submitted CAT reports. With a range of intelligent tools, this module focuses on validating the accuracy of reported data to help firms mitigate compliance risks effectively.

CATAlyst Module

The CATAlyst module is an advanced analytics solution designed to empower firms with the capability to proactively investigate and resolve compliance issues before regulatory authorities raise inquiries. It provides users with deep insights into data extracted from CAT submissions, driving operational improvements and regulatory readiness.

Key Features of RSMS CAT Modules

CMS's Consolidated Audit Trail Compliance Platform has proven its value in helping firms achieve complete compliance. Its key features include:

1. Cloud-powered Platform: The cloud-based CAT compliance platform ensures that firms can access comprehensive and updated compliance tools anytime, from anywhere. By avoiding outdated legacy systems, CMS empowers firms to maintain agile operations while reducing costs. Security protocols further ensure that all sensitive CAT data is shielded from unauthorized access.
2. Advanced CAT Data Validation: Firms using the tool benefit from checks for data accuracy before submission. This reduces non-compliance risks and enhances trust with regulators. Validations run daily, flagging errors or anomalies and preventing manual oversight.
3. CAT Reconciliation Tool: RSMS's reconciliation functions enable firms to seamlessly reconcile internal data with submissions in the FINRA repository. Detailed comparisons eliminate reporting discrepancies.
4. Adaptability Across Firm Sizes: The platform scales to meet evolving needs. Firms can easily adopt customized modules that fit their distinct operational frameworks.

How Capital Market Solutions Benefits Its Partners

• Lower Operating Costs
• Unmatched Accuracy
• Regulatory Preparedness
• Effortless Integration