Evolving Laws and Rules Regarding the Private Sale of Securities to be Explored
Regulation D Offerings and Private Placements 2018 Conference
By: ALI CLE
A faculty comprised of current and former SEC, state, and FINRA regulators, experienced practitioners, and industry participants will engage attendees in lively panel discussions to provide insights and the most up-to-date information on the current issues under regulations involving pre-offerings and parallel marketing. Additionally, the latest on proposed rules and legislation that are likely to affect these types of offering exemptions going forward will also be examined. After a year's absence, Kimberly V. Mann of Pillsbury Winthrop Shaw Pittman LLP of Washington, D.C. rejoins the faculty.
Relevant topics to be addressed at the conference include:
· Rule 506 (c) as a tool to use "general solicitation"
· Federal crowdfunding exemptions or startups and small businesses
· Regulation A+ as an alternative to private placements
· Expanded Rule 504 and the new feasibility of intrastate and regional offerings
"Given regulatory developments and experience with new exempt offering alternatives, we want this year especially to compare and contrast the exempt offering alternatives, consider how they interact (integrate) with each other, and address the marketing and marketplace realities for Regulation D, Regulation A+, crowdfunding, and other exempt offerings and private placement securities,"
To learn more about this program and to register for the in-person course or webcast, click here.
About American Law Institute Continuing Legal Education
ALI CLE is the continuing legal education division of the American Law Institute. ALI CLE, a non-profit organization, is committed to the work of promoting continuing professional education for lawyers throughout the United States and to creating standards to ensure quality and relevance in CLE programs. ALI CLE is constantly evolving to meet the needs of the legal profession, furthering a tradition of unparalleled service to lawyers. Follow the latest announcements and news at https://www.ali-
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