Brittany Weiner wins another FINRA arbitration; Award grants expungement of Form U5

MANHATTAN, N.Y. - Dec. 14, 2016 - PRLog -- A FINRA broker won expungement of her Form U5, changing the "Termination Explanation" from the reason originally written by her former employer.

The FINRA Arbitration decision, issued November 23, 2016, set forth that the initial termination explanation the analyst's Form U5 was false and defamatory.

Attorney Brittany Weiner, of the law firm Imbesi Law P.C., successfully represented the FINRA broker, which included an in-person hearing at FINRA's New York's office.

The FINRA broker filed a claim for arbitration that requested various remedies and expungement of all relevant information from her Form U5 and BrokerCheck report.

After a hearing, the FINRA arbitrator issue an award that set forth:

The Arbitrator recommends the expungement of the current Termination Explanation in Section 3 on the Form U5 filed by RBC Capital Markets, LLC on February 11, 2015 for Claimant's registration records maintained by the Central Registration Depository ("CRD") based on the defamatory nature of the information.

A copy of the decision can be obtained by accessing FINRA's website. (Case No. 15-02128).

Imbesi Law P.C. represents both customers and brokers in FINRA arbitration, including issues involving expungement of inaccurate information maintained in FINRA's CRD.

Imbesi Law P.C. Attorney Advertising 450 Seventh Avenue, New York, NY 10123.