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Follow on Google News | Christopher S. Petito, Of Counsel, Willkie Farr & Gallagher LLP to Speak at KG’s EventFor further details, please visit: https://theknowledgegroup.org/ About Christopher S. Petito Christopher S. Petito is of counsel in the Washington, DC office of Willkie Farr & Gallagher LLP. He specializes in the regulation of investment companies, investment advisers, broker-dealers and insurance companies under U.S. and state securities laws, including advising on all aspects of the design, organization and registration of investment companies and related insurance products, as well as providing regulatory and compliance counseling. Mr. Petito also represents firms in mergers and acquisitions and restructurings in the life insurance, investment management and related industries. Before reentering private practice in 1994, Mr. Petito served for six and one-half years as an enforcement lawyer in the SEC’s New York Regional Office, where he last served as the Assistant Regional Administrator in charge of that office’s Investment Management Enforcement group. About Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP is a leading international law firm that provides comprehensive legal services. Founded in 1888, the firm has approximately 650 lawyers located in nine offices in six countries. Event Synopsis: Cyber attacks are happening with more frequency and are affecting prominent businesses with substantial cybersecurity infrastructure, including some of our nation’s largest financial institutions. Over the past two years, cybersecurity has emerged as a key area of focus for the SEC and FINRA. The Securities and Exchange Commission (SEC) has formal jurisdiction over cybersecurity issues in the market, regarding customer data protection, and in disclosure of material information. Regulation S-P requires broker-dealers and investment advisers to, among other things, adopt policies and procedures to provide safeguards for the protection of customer records and information. In 2013, the SEC adopted Regulation S-ID, requiring some regulated financial institutions and creditors to have identity theft programs and, in 2015 may require public companies to disclose information on data breaches and other cybersecurity threats. Legislation recently passed by Congress would provide for the voluntary sharing in real time of “cyber threat indicators” among private organizations and the federal government. In light of this, broker dealers and investment advisors must be aware of the increasing trends towards greater regulation of the market with respect to cybersecurity, increased demand for data and information regarding cybersecurity program compliance and any threats, and programs for protection from identity thefts and other crimes. In a two-hour LIVE Webcast, a panel of thought leaders and professionals assembled by The Knowledge Group will review and discuss the SEC and cybersecurity and what broker dealers and investment advisers must know in 2015. Speakers also will suggest how brokers, dealers, and investment advisers, legal counsel, and others can ensure compliance with SEC regulations and avoid the most common risk and pitfalls relating to cybersecurity examinations. Key topics include: § The SEC's Cybersecurity Examinations § SEC and FINRA Cybersecurity Enforcement Actions § Consequences for Broker-Dealers and Investment Advisers § Board Oversight of Cybersecurity Compliance § Compliance Risks and Pitfalls § Cybersecurity Information Sharing Act About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org End
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