Quest CE to Attend FINRA’s 2014 Annual Conference

April 15, 2014 - PRLog -- Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it would, for the fourth consecutive year, be an exhibiting partner at FINRA’s 2014 Annual Conference in Washington, D.C., May 19 – 21. The highly anticipated conference is FINRA’s premiere event for industry professionals to discuss regulatory developments, FINRA examination priorities and practical guidance on compliance issues.

This year, FINRA plans to expand on a variety of industry hot topics, including cyber security threats, supervision, suitability best-practices, outside business activity tracking, and senior Investor issues. For more information on FINRA’s 2014 conference agenda, please click here (http://www.finra.org/web/groups/industry/@ip/@edu/documents/education/p120860.pdf).

“I am extremely excited for the opportunity to connect with Quest CE clients and learn what issues are pressing them for 2014,” said Senior Account Executive Kate Lucchesi. “As a first time attendee, I’m looking forward to joining each session and discovering additional ways to help my clients build a more successful annual training solution. It is incredibly important that vendors and staff be as connected with industry hot topics as any broker-dealership.”

Conference attendees will have the ability to meet one-on-one with Quest CE associates to discuss the range of compliance program options available to their representatives including, but not limited to; annually-required FINRA Firm Element Training, On-Demand Annual Compliance Meetings, Annual Compliance Questionnaires, Electronic Disclosure Tracking, and Branch Audit Management. Onsite staff will include Quest CE’s Vice President of Sales, Marketing, and Client Services Alex Krenke, Senior Sales Executive Michael Kirk and Senior Account Executive Kate Lucchesi.

By popular demand, Quest CE will be distributing a variety of ‘I Heart Compliance’ gifts to contributing conference participants, including its much coveted ‘I Heart Compliance’ t-shirts. Quest CE will be located at Booth 47, just outside the Grand Ballroom at the Renaissance Washington, DC Downtown Hotel.

Onsite demonstrations are available by request. Feel free to swing by the Quest CE booth for a live system demonstration, or pre-reserve time with a Quest CE associate by emailing info@questce.com.

For more information on Quest CE’s attendance of the 2014 Annual FINRA Conference, please contact Quest CE at 877-593-3366 or e-mail sales@questce.com.


About Quest CE

For over twenty-five years, Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.

Serving more than 650 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs.