Conduct Risk Regime in Financial Services

Conduct Risk generates a great deal of confusion and many people want to know what this involves. Although there is a great deal of information available the regulators have not yet defined what it means.
LONDON - Feb. 10, 2014 - PRLog -- Compliance consultancy services have become very important for most of the organizations. It is a common practice nowadays for many businesses to invest money in consulting about regulatory impacts and mitigation. This is because for a business to succeed there comes a time when it has to seek for an outside opinion.

Regulatory consultation services are very sensitive because they deal with the compliance risk of your business. As a result of this, the consultant you seek should be someone you trust and who is qualified in this field. The consultant must have relevant regulatory qualification, training and experience. Some of the criteria to use when selecting a regulatory compliance consultant include: referrals, credentials, chemistry, demeanour, proposal and fees, among others.

Designing and implementing a conduct risk framework is not an easy task. It requires professionalism and expertise. But Compliance Consultant has all the professionals who comprehensively understand how to perform this task for better results of your organization. You can get a free download of document explaining how to design and implement a conduct risk framework on our website.

According to Lee Werrell, Owner of Compliance Consultant, “Conduct Risk is the key that is being faced by financial organizations in 2014 and in the future. “Changes to the structure of compensation will better align the incentives of bank staff and their shareholders, but not every risk can be anticipated”, said Mr Mark Carney, the Governor of the Bank of England.

Compliance Consultant is owned by Lee Werrell, who is known as the "Compliance Doctor". Lee is a Chartered Fellow of the Chartered Institute of Securities and Investment and a Fellow of the Institute of Sales & Marketing Management and has been working in the financial services for over 25 years. He has recently been a Head of Compliance Programmes implementing a Conduct Risk framework for a leading financial institution. His experience and vast knowledge has made him a renowned financial services consultant.

You can get a free 20 page PDF on Conduct Risk management here

You can get more information about Compliance Consultant and Lee Werrell at

For enquiries or discussions, send an email at, or call on +44 (0) 7092 289901

Lee Werrell
07092 289901

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