New Regulatory Compliance Assistance for the Panacea Adviser Community

Regulatory Compliance Services Available Nationwide With Offers Available For Panacea Adviser Community
By: CEI Compliance Limited
LONDON - May 28, 2013 - PRLog -- In this innovative development by Derek Bradley, founder of Panacea Adviser, site users have access to the professional risk and compliance products and services of CEI Compliance, the fastest growing alternative regulatory compliance consultancy in the UK.    Full details can be found here(,1860,855/CEI+Compliance/Overview.htm)    Regulatory development has been increasing momentum in recent years and it is often difficult for Financial Advisers and other firms to keep fully up to speed with everything that has changed. MiFID originally brought in a raft of changes in 2007 and even today there are firms that have not embraced those rules. More recent changes have increased the regulatory load of firms and if you slip behind it can take huge effort and cost to catch up or bring things up-to-date. With the change of the regulator to one that has announced increased interventions, it is vital that advisers are aware of what is required and take the steps to implement it. Available immediately, CEI Compliance has the resource to help them do this.    External assistance can provide a greater return on investment when utilised properly and to assist with this as an initial offer, CEI are offering a discount on any consultancy work that is ordered from one day to several weeks. For all Panacea users there is a free PDF ebook that is jointly produced entitles "How To Use Social Media In Financial Services".    Panacea Adviser is an independent industry-supported portal which corrects the service imbalance with providers in a way that is adviser-friendly and free to use. Compliance service providers are varied in both cost and methodology with the big-four heavily involved in the larger organisations however CEI Compliance provides bespoke solutions on a just in time basis, using specialists with both experience and qualifications.    CEI Compliance can offer the Panacea community a range of services including Small IFA Service (with 10% discount for Panacea users) providing a remote regulatory enquiry service; Compliance Health-check, Regulatory Visit Preparation, Complaints Handling, Regulatory Intervention Management, File Audits and even a whole company Customer Journey Assessment to identify the level of areas where TCF is being applied.    As CEI Compliance is a niche provider, and usually has less concurrently run projects, you always get personal access to the owner, there is more likelihood of your privacy and confidentiality being observed with fewer people working on the project. We can respond to requests quickly, and, as many projects are quoted on a project basis, there is no meter running if you need to ask a question.     Derek Bradley, CEO of Panacea Adviser, commented: “Working with CEI Compliance will help our users ensure their systems are fully compliant with the FCA’s latest updates as well as monitoring their risk register."    "Advisers often get conflicting views and advice from different compliance organisations; we aim to provide consistent, value driven and bespoke advice and services to any member that needs it, and back up our advice with fact if required." Added Lee Werrell, Managing Director of CEI Compliance.    CEI Compliance have been providing compliance advice for Panacea Advisers hugely popular social media service "Social Stream" since inception and Lee Werrell is known as the "Compliance Doctor" writing in the monthly "IFA Magazine" ( Lee Werrell is a Chartered Fellow of the Chartered Institute for Securities and Investment and a Fellow of the Institute of Sales & Marketing Management, whose unique perspective, drive and knowledge has made CEI the Fastest Growing Alternative Regulatory Compliance Consultancy in the UK.    Lee Werrell, Owner and Managing Director of CEI Compliance ( operates a full regulatory and risk based service offering any regulatory challenge to authorised firms. We have provided regulatory services to all sizes of financial institution from FTSE 100 companies to sole practitioners and have been appointed by the FSA for Skilled Persons Reports. He has presented talks on "How to Respond to a Section 166 Requirements Notice” at various locations including the British Bankers Association in January 2013, and have experience is dealing with all sizes of risk mitigation programs. Lee Werrell has written various books that are available on Amazon and other marketplaces including the popular "Compliance Managers Handbook" and "IFA Risk Management System", showing IFAs how to implement a regulatory risk management system using simple office based software.    (,1860,855//CEI+Compliance/Overview.htm)    © 2013 CEI Compliance Limited
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Tags:Consultant, Consultancy, Risk, Compliance, Regulatory, Financial Adviser, Fca, Risk Management
Industry:Investment, Financial services, Financial Advisers
Location:London City - London, Greater - England
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