Michael J. Slocum, Attorney, Greenberg Traurig, LLP at the Knowledge Group’s Event

 
NEW YORK - Nov. 24, 2015 - PRLog -- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Michael J. Slocum, Attorney, Greenberg Traurig, LLP will speak at the Knowledge Group’s webcast entitled: “Mitigate Potential Whistleblower Violations Amidst Increased SEC Investigations LIVE Webcast.” This event is scheduled for December 10, 2015 @ 10:00 AM to 12:00 PM (ET).

For further details, please visit:


https://theknowledgegroup.org/event-homepage/?event_id=1371

About Michael J. Slocum

Michael J. Slocum focuses his practice on labor and employment law, including the defense of discrimination, retaliation, wrongful discharge and whistleblower claims. He has represented employers in a broad array of industries and at the trial and appellate levels in state and federal courts, as well as before a variety of state and federal administrative agencies.

Michael has written and spoken numerous times on a multitude of issues facing employers in diverse industries. He was listed in Super Lawyers magazine as a New Jersey Super Lawyers “Rising Star” in 2013 and was part of the winning team for Law360’s "Employment Practice Group of the Year" and New Jersey Law Journal’s "General Litigation Department of the Year" award in 2013.

Michael received his J.D., with honors, from Rutgers School of Law – Newark and his B.A. from the University of Pennsylvania.

About Greenberg Traurig, LLP

Greenberg Traurig, LLP is an international, multi-practice law firm with approximately 1,900 attorneys serving clients from 38 offices in the United States, Latin America, Europe, Asia, and the Middle East. The firm is No. 1 on the 2015 Law360 Most Charitable Firms list, third largest in the U.S. on the 2015 Law360 400, on the 2015 Am Law Global 100, and among the 2015 BTI Brand Elite. More information at: www.gtlaw.com.

Event Synopsis:

On April 1, 2015, the Securities and Exchange Commission (SEC) brought its first enforcement action under SEC Rule 21F-17. The rule prohibits companies from taking actions to impede whistleblowers from reporting possible securities law violations to the SEC, including by threatening to enforce a confidentiality agreement. Since then, the Second Circuit's September 10, 2015 decision in Berman has created a circuit split over which whistleblowers are protected from retaliation, which unless and until addressed by the U.S. Supreme creates significant differences in retaliation protections across the country. The SEC's Office of the Whistleblower continues to be very active, as evidenced by recent enforcement statistics.

Given the SEC's increased investigation and awards, broader information requests and more rigid enforcement actions regarding Rule 21F-17 and the conduct of internal investigations into whistleblower allegations, it is crucial for companies and self-regulatory organizations to re-examine their agreements, codes of conduct and other internal documents and strengthen their internal compliance policies to mitigate whistleblower violations.

In a two-hour LIVE Webcast, a panel of thought leaders and professionals assembled by the Knowledge Group will provide the audience with an in-depth analysis of the most important aspects in Mitigating Potential Whistleblower Violations Amidst Increased SEC Investigations.

Key topics include:

·         SEC Rule 21F-17 –  A Legal Primer, including Discussion of the Current Circuit Split and Issues in Judicial Enforcement and Interpretation

·         Identifying and Responding to Whistleblower Violations

·         Lists of Violations of Federal Securities Laws

·         Risks and Legal Challenges

·         Risk Mitigation

·         Up-to-the-minute Regulatory Developments

About The Knowledge Group/The Knowledge Congress Live Webcast Series

The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/
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Tags:Whistleblower, Sec, Risk
Industry:Legal
Location:New York City - New York - United States
Subject:Events
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