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Follow on Google News | Former Vice President of SMBC Nikko Securities America, Inc Wins Expungement After FINRA ArbitrationBy: Imbesi Law P.C. The FINRA arbitrator ruled that Claimant’s reason for termination should be amended to remove that the Claimant violated company policy. The arbitrator concluded that “the original explanation given is misleading and therefore defamatory.” Brittany Weiner, a partner of Imbesi Law P.C., represents both customers and brokers in FINRA arbitration, including issues involving expungement of inaccurate information maintained in the CRD and on Form U5s. In some jurisdictions, this press release could be deemed as Attorney Advertising. Prior results to not guarantee future success. End
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