ComplianceOnline to Conduct Seminar on Managing an Effective AML Compliance Program

PALO ALTO, Calif. - Nov. 13, 2013 - PRLog -- Palo Alto, CA, USA – November 15, 2013 -ComplianceOnline, the leading governance, risk and compliance advisory network with over 500 experts in various regulatory subjects, today announced a seminar on Managing an Effective AML Compliance Program. The two day seminar led by Certified Fraud Examiner and AML specialist Laura H. Goldzung will be held on December 5 and 6 in Phoenix, AZ.

The seminar will explain the various approaches used for managing an effective AML compliance program.

For more information or to register for the seminar, please click here. (http://www.complianceonline.com/ecommerce/control/seminar?product_id=80114SEM&channel=PR_Nov15)

Seminar instructor Laura H. Goldzung has 25 years of experience in the financial services industry, most notably as Vice President and Managing Director of the Securities Industry Association where she assisted member-firms in coordinating the implementation of the Patriot Act and the development of AML training. She is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, National Society of Compliance Professionals, to name a few. She is a frequent speaker and contributor on the topic of anti-money laundering and fraud.

During this two day interactive seminar, Ms. Goldzung will focus on regulatory frameworks surrounding anti-money laundering (http://www.complianceonline.com/ecommerce/control/seminar...) and the four pillars of an effective AML compliance program: policies, procedures and internal controls, designation of a compliance officer, training for appropriate personnel and independent audits. She will also discuss customer due diligence and know your customer (KYC) expectations. The seminar will help attendees understand importance of the risk assessment and detection and reporting requirements under the Bank Secrecy Act (BSA). Attendees will learn about the critical internal controls and how these controls can protect your institution.  Ms. Goldzung will also discuss red flags indicating unusual or suspicious activity.

The seminar will be beneficial for BSA/AML officers, compliance officers, AML analysts, operations managers, remittance analysts, consultants, internal auditors, accounting and finance directors, internal auditors, legal departments, compliance officers, and risk managers at banks, broker-dealers, residential mortgage lenders and originators, precious gems traders, money services businesses and other nonbank financial institutions.

Date: Thursday, December 5 (8.30 AM- 5.00PM) and Friday, December 6, 2013 (8.30AM- 4.30PM)

Location: Phoenix, AZ

Registration Cost: $1,199.00 per registration

Early bird discounts: For discounts on early registrations, please click here. (http://www.complianceonline.com/ecommerce/control/seminar?product_id=80114SEM&channel=PR_Nov15)

Register by phone: Please call our customer service specialists at +1-650-620-3937 or email to customercare@complianceonline.com

For more information on ComplianceOnline or to browse through our trainings, please visit our website (http://www.complianceonline.com/?channel=PR_nov15).

About ComplianceOnline
ComplianceOnline is a leading provider of regulatory compliance trainings for companies and professionals in regulated industries. ComplianceOnline has successfully trained over 35,000 professionals from 9,000 companies to comply with the requirements of regulatory agencies. ComplianceOnline is headquartered in Palo Alto, California and can be reached at http://www.complianceonline.com (http://www.complianceonline.com/?channel=PR_nov15). ComplianceOnline is a MetricStream portal. MetricStream (http://www.metricstream.com/ (http://www.metricstream.com/?channel=pr_nov15)) is a market leader in Enterprise-wide Governance, Risk, Compliance (GRC) and Quality Management Solutions for global corporations.

For more information please contact:

A Reuben Bernard

Manager of Program Marketing

ComplianceOnline

2600 E Bayshore Rd

Palo Alto CA USA 94303

650-620-3937 phone

650-963-2530 fax

reuben@complianceonline.com

http://www.complianceonline.com (http://www.complianceonline.com/?channel=PR_nov15).