Pamela Poland Chen, Special Counsel, Schulte Roth & Zabel LLP to Speak at KC Event

 
NEW YORK - Nov. 18, 2015 - PRLog -- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Pamela Poland Chen, Special Counsel, Schulte Roth & Zabel LLP will speak at the Knowledge Group’s webcast entitled: “The Proposed SEC Reporting Modifications for Investment Companies: Keep Your Firms on Track.” This event is scheduled for December 9, 2015 from 10:00am - 12:00pm (ET).

For further details, please visit:


https://theknowledgegroup.org/event-homepage/?event_id=1368

About Pamela Poland Chen

Pamela Poland Chen is a special counsel with Schulte Roth & Zabel, where her practice focuses on the representation of investment companies, business development companies, investment advisers, and investment banking institutions in connection with the structuring, formation, funding and operation of investment products and services, including mutual funds, closed-end investment companies and registered hedge funds. She also advises clients on a broad range of regulatory and compliance matters associated with investment companies, investment advisory, brokerage, securities custody and transfer agent services.

Pamela earned her J.D. from Georgetown University Law Center, where she served as articles editor of the Georgetown Immigration Law Journal, and her B.A., magna cum laude, from Case Western Reserve University.

About Schulte Roth & Zabel

Schulte Roth & Zabel LLP (www.srz.com) is a full-service law firm with offices in New York, Washington, D.C. and London. As one of the leading law firms serving the financial services industry, the firm regularly advises clients on corporate and transactional matters, as well as providing counsel on regulatory, compliance, enforcement and investigative issues. The firm's practices include: bank regulatory; bankruptcy & creditors' rights litigation; business reorganization; complex commercial litigation; cybersecurity; distressed debt & claims trading; distressed investing; education law; employment & employee benefits; energy; environmental; finance; financial institutions; individual client services; insurance; intellectual property, sourcing & technology; investment management; litigation; mergers & acquisitions; PIPEs; private equity; real estate; real estate capital markets & REITs; real estate litigation; regulated funds; regulatory & compliance; securities & capital markets; securities enforcement; securities litigation; securitization; shareholder activism; structured finance & derivatives; tax; and white collar defense & government investigations.

Event Synopsis:

With the continuous expansion and complexity of asset management industry, the U.S. Securities and Exchange Commission (SEC) has recently approved a proposal that would overhaul the reporting requirements applicable to registered investment companies and advisers. The proposal aims to enhance the type and quality of information all registered funds disclose, thus raising SEC's ability to carefully analyze, regulate and monitor portfolio report. The reporting modifications also enable SEC to identify potential risks and address regulatory concerns properly.

In this two-hour LIVE Webcast, a panel of key thought leaders, professionals and regulators organized by The Knowledge Group will provide the audience with an overview that will help them understand the critical elements of the approved proposal and its potential effects on investment companies and advisers. Speakers will also offer best practices in handling adoption issues, mitigating pitfalls and ensuring compliance with securities laws.

About The Knowledge Group/The Knowledge Congress Live Webcast Series

The Knowledge Group  was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/
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