Joining di Florio will be Matt Daigler of the Division of Trading & Markets, who has been leading the SEC’s efforts in Dodd-Frank Title VII efforts (swaps) and Mauri Osheroff of the Division of Corporation Finance.
The conference, returning to Hong Kong for the 11th year, is the only event in the world that focuses on how the US securities laws apply outside the United States and how the SEC applies its rules and regulations extraterritorially, and that features prominently current senior SEC officials.
Key topics will include:
• The status of Dodd-Frank rulemaking, including the Volcker rule
• SEC enforcement actions involving US listed Chinese issuers
• New CFTC developments
• FCPA and insider trading enforcement actions
• PCAOB developments
The conference features separate workshops on SEC Basics and SEC Examinations and CCOs.
Mark Berman, founder and Chairman of the conference comments: “This conference is as crucial now as when it was founded more than 10 years ago, probably even more so given how the markets and the world's economies and regulatory regimes have changed during this time. This is the only opportunity for Asian market participants to come and meet the SEC. We truly hope that market participants will grasp this opportunity.”
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For further details please contact:
Cathy Bishop
InvestoRegulation Finance Conferences
Tel: +44 (0)1420 544853
Email: cathy@investoregulation.com
Web address: http://www.investoregulation.com/
Notes for editors:
InvestoRegulation is a specialist provider of financial services conferences and continuous development education in the UK and Asia. It runs a range of events, exploring current developments, recent legislation and key issues in securities regulation and the international capital markets. Its flagship event is SEC Regulation Outside the United States now in its 16th year in London and its 11th year in Hong Kong.
