In case you are not familiar, Regulation D, or commonly called "Reg. D" has actually been around a long time. Reg D is a government program created under the Securities Act of 1933, amended in 1982, that allows private businesses to raise capital though the sale of equity or debt securities under certain rules and guidelines and along with proper disclosure. Our 3 main programs under Reg. D. Rule 504, 505, and 506 were designed to provide two main things - the needed "exemption" to sell unregistered securities in a private transaction (something that happens in any transaction involving investors) and the appropriate framework and documentation for doing so properly.
Once the client offering is fully developed and ready for market we provide the client with access to a substantial amount of investor and broker dealer resources to ensure maximum exposure for the client's securities offering. These resources include:
Access to active Registered Investment Advisers.
Access to accredited investor resources.
Access to the our FINRA broker dealer community with over 300 FINRA brokers that sell private placements to investors.
Again, the above is key because that's where the real money is.
Our Flagship" of our service is the investment banking and offering preparation and consulting that we provide. Clients are assigned to a principal within our firm providing one point of contact, ensuring that the client receives the very best personalized guidance and expertise.
