To avoid the next scandal it is the CCO who is now in charge by creating a successful and reliable corporate culture of compliance to reduce risks, minimise reputational damage and support business. He must meet evolving regulatory requirements, he must get prepared in time by implementing a corporate regulatory strategy and by successfully monitoring potential market abuse across all trading venues and asset classes to meet market conduct rules.
It is now just the right time for the CCO to position his department strategically and to prove how he can add value to the business.
Compliance Pro: Capital Markets 2013 will bring together Chief Compliance Officers and Heads of Compliance/Surveillance from Europe’s leading capital markets firms from Citi, JP Morgan, ABN AMRO, Morgan Stanley, Credit Suisse, UBS, Deutsche Boerse, Equiduct, NASDAQ OMX and many more. This will be a unique opportunity to meet and exchange practical experience with high level regulator representatives (ESMA, European Parliament and European Commission) and senior peers.
Please contact for more information:
+44 (0)207 368 9465