Imbesi Christensen Attorney Profiled After FINRA Arbitration Victory

Forbes.com profiles FINRA arbitration decision granting expungement on behalf of broker
By: Imbesi Christensen
 
Aug. 16, 2012 - PRLog -- Attorneys Vincent Imbesi, Jeanne Christensen and Brittany Weiner, of the law firm Imbesi Christensen, represented a FINRA broker that was awarded expungement by a three person FINRA arbitration panel after several days of hearings.  

Forbes.com contributor, Bill Singer, profiled the decision.  To view the article, please visit http://www.forbes.com/sites/billsinger/2012/07/30/fired-chase-employee-counter-punches-to-finra-expungement-victory/  

Portions of the decision, which is made public via FINRA's Web site, were quoted in the articles.  Specifically, Mr. Singer wrote, "The FINRA Arbitration Panel recommended on Claimant Hurtado’s Form U5 as filed by Respondent Chase Investment Services, that the ‘Reason For Termination” should be changed to “Other” and the accompanying “Termination Explanation” be revised to state:

“After initially terminating Claudia Hurtado for an alleged violation of the firm’s Policies and Procedures (not securities related), the FINRA arbitration panel determined that the firm had not proven that Claudia Hurtado had violated the firm’s Policies and Procedures.”

The Panel further recommends that the answers to the Internal Review Disclosure Reporting Page Section 3 and Termination Disclosure Reporting Page Section 4 in the above Form U5 be expunged and replaced with the above replacement language. The panel further recommends that the answers to the Internal Review Disclosure Reporting Page Section 5(B) and Termination Disclosure Reporting Page Section 2 in the above Form U5 be expunged and changed to Employment Terminated for Other Reasons.  

Mr. Singer commented, "Nice bit of legal work by Hurtado’s lawyer: Vincent Imbesi, Esq."

Claudia M. Hurtado, Claimant, vs. Chase Investment Services Corp., Respondent (FINRA Arbitration 11-00875, July 27, 2012).
End
Source:Imbesi Christensen
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