Prior to joining Cedar Brook, Mr. Anderson provided compliance supervision for over 100 offices of registered representatives and investment adviser representatives at ValMark Securities. Mr. Anderson’s financial services career also includes working for UBS Wealth Management as a Branch Examiner. At UBS, Mr. Anderson drove the transformation of performing and documenting branch exams to a paperless process. Mr. Anderson graduated magna cum laude from the University of Florida with a management degree, and holds a Juris Doctorate with a specialization in Business Law and Policy from the University of California, Los Angeles. Mr. Anderson passed the Series 7, 66, 24, and 53 examinations.
“I’m thrilled to be part of Cedar Brook. It’s a dream job for a compliance officer! The firm was created by a group of very successful professionals that are always on the lookout for ways to add value to their clients’ financial lives. The culture is collegial and exciting because the partners are devoted to constantly increasing their knowledge and expertise. I’m excited to be a part of the team,” said David Anderson.
About Cedar Brook Financial Partners
Headquartered in Cleveland, OH, with offices in West Bloomfield, MI, and Naples, FL, Cedar Brook Financial Partners is one of the largest independent wealth management firms in Northeast, OH, according to Crain’s Cleveland Business 2012. Cedar Brook’s now sixty-plus professionals deliver customized, personal services including comprehensive wealth strategies, investment and insurance advice, retirement plan consulting, and group benefit programs to physicians, corporate executives, privately held business owners, and families. Cedar Brook has been recognized again, as a Top Workplace in Northeast Ohio by WorkplaceDynamics according to the Plain Dealer's 2012 study. The firm offers securities through Securities America Inc., member FINRA/SIPC. Advisory services are offered through Securities America Advisors Inc., an SEC Registered Investment Advisor. Cedar Brook Financial Partners LLC and the Securities America companies are not affiliated. For more information, please visit www.cedarbrookfinancial.com.