Through its established learning management system Renaissance, Quest CE‘s ground-breaking AML Audit Assistance Tool performs the required firm AML audit through the use of first-class technology with the convenience of online access. Program administrators have ability to schedule the online audits and the convenience of unlimited audit access. So how does it work?
Quest CE’s AML Audit Assistance tool performs the audit and after gathering report results, exports a firm deficiency report that summarizes your company’s strengths and areas for improvement. Program administrators then have the ability to access the report and share it with their various branches and branch managers to allow for easy company review. The AML Audit Assistance tool provides companies with a record not only that the audit was completed successfully, but also where to make the necessary changes to ensure complete regulation observance. The AML Audit Assistance tool is one more way Quest CE automates a convenient and cost effective solution for compliance professionals.
If you would like to learn more about Quest CE’s Anti-Money Laundering Audit Assistance tool please contact the sales department at 877-593-3366 or e-mail them at firstname.lastname@example.org.
About Quest CE
Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
With a client retention rate of 93% and a growth rate of over 770% since January 1, 2005, more and more people are discovering why Quest CE is the Next Generation of Compliance Training Solutions. Quest CE serves more than 300 leading insurance carriers, broker/dealers, banks, and other financial institutions. Quest CE is a privately held firm which allows us to quickly meet the ever-changing needs of our clients. Quest CE’s commitment is to provide advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE provides a single source solution for organizations training and compliance needs, saving you both time and money.
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Over the past 20-plus years, Quest CE has built a reputation of being the premier provider of Compliance Solutions to the financial services industry.