Consultants and/or their clients will have the opportunity to select from any, or all of the training and tracking options including:
• Firm Element Training
• Anti-Money Laundering Training
• Annual Compliance Meetings
• Annual Compliance Questionnaires
• Needs Analysis Surveys
• Outside Business Activities Tracking
• Gifts and Entertainment Tracking
• Political Contributions Tracking
Three main solutions encompass the Quest CE consultant program suite. Firm Element Express, the industry’s first full service automated retail solution, allows consultants and/or their clients to independently manage their FINRA required Firm Element Training. Consultants or their client program administrators will create a company profile, select the services to be administered, assign training and tracking to the registered representatives, confirm payment and launch the firm element program. In addition, training portals can be customized to represent the consultant’s or their client’s brand image.
The second program is Managed Firm Element Services, Quest CE’s full service Firm Element solution. Consultants and/or their clients will utilize a Quest CE Account Executive in the creation and implementation of a customized training and tracking solution. Additionally, training portals can be customized to provide a solidified corporate identity for the consultant or the client.
Lastly, Quest CE’s Referral Advantage program allows the clients of consultants to obtain and purchase compliance training directly through Quest CE. Per the consultant’s recommendation, Quest CE will supply all products and services needed at the client’s request. The partnership between Quest CE and compliance consultants ensures minimal consultant input, with maximum compliance output.
All of Quest CE’s Compliance Consultant Programs are powered through their proprietary Learning Management System, Renaissance. The ability to create, manage and track program and course activity is effortless. The online platform conveniently provides administrative access at any time to analyze program completion and export client reports, and student access to complete training. In addition to the consultant online training portal, a branded portal for each client may be requested as well.
To learn more about Quest CE’s Compliance Consultant Programs Click Here (or visit http://www.questce.com/
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About Quest CE
With a client retention rate of 93% and a growth rate of over 770% since January 1, 2005, more and more people are discovering why Quest CE is the Next Generation of Compliance Training Solutions. Quest CE serves more than 280 leading insurance carriers, broker/dealers, banks, and other financial institutions. Quest is a privately held firm which allows us to quickly meet the ever-changing needs of their clients. Quest’s commitment is to provide advanced custom solutions at cost effective rates while providing a level of service that greatly surpasses that of our competitors. Quest provides a single source solution for organizations training and compliance needs, saving you both time and money.