JP Turner's CCO Faculty for NSCP Southern Regional Meeting

PR Log (Press Release) – Feb 27, 2009 – J.P Turner’s Chief Compliance Officer, Michael Isaac, was selected by The National Society of Compliance Professionals to moderate a workshop panel “BD – Supervisory Responsibilities.” The workshop explored the delegation of supervisory duties, supervision of branch offices and producing managers, supervisory red flag review: follow up and documentation, and supervisory controls and certification. Mr. Isaac was joined by panel member Scott N. Sherman of Alston and Bird, LLP.

The workshop was part of the National Society of Compliance Professionals’ Southern Regional Membership Meeting held in Atlanta on February 23, 2009.  

J.P. Turner & Company, LLC, is a full-service independent investment banking and securities brokerage firm headquartered in Atlanta with some 150 branch offices nationwide. Its affiliate company, J.P. Turner & Company Capital Management, LLC offers investment planning and advisory services.  For additional information on J.P. Turner & Company visit http://www.jpturner.com. For information on J.P. Turner Capital Management visit http://www.jpturnercm.com.