Compliance Reporter (CR) is the leading securities industry source for timely news on compliance and regulation. One of the world's most influential newsletters, CR breaks financial news on compliance strategy, new regulations, enforcement actions and shareholder lawsuits. Subscribers read Compliance Reporter to keep tabs on securities laws, track their competitors and prevent embarrassing compliance fiascos. CR - a leader among financial newsletters
Introduction
Compliance Reporter (CR) is the leading securities industry source for timely news on compliance and regulation. Each issue breaks news on compliance strategy, new regulations, enforcement actions and shareholder lawsuits. Subscribers read Compliance Reporter to keep tabs on securities laws, track their competitors and prevent embarrassing compliance fiascoes.
Popular features printed in Compliance Reporter include Regulatory Alert, a chart that provides, at a glance, the latest information on all of the important regulatory proposals, notices and directives that have been issued by the national and state regulators in the U.S. ; Compliance Clarified, an explanation of a complex rule or law in simple, easy-to-understand language; and Q&A, where legal experts answer questions posted anonymously by compliance officers on particular situations they may be facing.
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